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RDR

Regulation

Up to scratch? How networks are testing advisers' competence

Are advisers being forced to go above and beyond FCA requirements?

clock 14 November 2014 •

Investment

Gosling's Grouse: The hunger to hire

Lawrence Gosling on 'the hunger to hire'

clock 10 November 2014 •

Adviser tips

Bankhall links with Phil Billingham Partnership in business development push

Professional support services provider Bankhall has joined forces with the Phil Billingham Partnership to launch an "intensive" business development programme.

clock 05 November 2014 •

Investment Trusts

Investment trusts: 'Who are the dinosaurs now?'

Investment trusts: 'Who are the dinosaurs now?'

clock 30 October 2014 •

Regulation

FCA ends probe into Partnership distribution deal with adviser

The Financial Conduct Authority (FCA) has discontinued an investigation into whether a distribution deal between Partnership Assurance and an advisory firm contravened its rules on incentives, according to the provider.

clock 27 October 2014 •

Regulation

NMIs: The ongoing sting in the tail of independence

NMIs: The ongoing sting in the tail of independence

clock 22 October 2014 •

RDR

D2C platforms lead post-RDR revival for investment trusts

Investors using direct to consumer platforms are now among the largest shareholders in investment trusts, as a post-Retail Distribution Review (RDR) revival for the sector gets underway.

clock 21 October 2014 •

RDR

Solicitors and accountants 'still don't know' what RDR means - Prudential

The industry should not underestimate the lack of understanding among professional connection partners of the Retail Distribution Review (RDR) and its impact on advice firms, a Prudential business consultancy manager has warned.

clock 16 October 2014 •

RDR

SIFA: Regulator 'completely messed up' independence definition

The regulator has "completely messed up the definition of independence", said professional connections support organisation SIFA, as it claimed 95% of solicitors would still chose IFAs over restricted advisers.

clock 16 October 2014 •

RDR

Advisers scoff as FCA backtracks on IFA referrals

How the FCA showed it is fitting in with what goes on 'in real life' at adviser firms

clock 02 October 2014 •
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