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Regulation

FCA looks to protect investment trust minority shareholders against 'conflicts of interest' issues

Investment Trusts

FCA looks to protect investment trust minority shareholders against 'conflicts of interest' issues

Follows 'substantial debate' over regulator's role

clock 31 March 2026 • 2 min read
Failed financial advice firms tracker

Regulation

Failed financial advice firms tracker

Firms that the FSCS has confirmed as failed since the start of 2023

clock 31 March 2026 • 1 min read
Data-driven or anecdotal? Examining FCA Consumer Duty board reports

Regulation

Data-driven or anecdotal? Examining FCA Consumer Duty board reports

'Data is not a by-product of systems; it is a core governance asset'

clock 27 March 2026 • 6 min read
FCA 'consistently behind the curve' on British Steel – Complaints Commissioner

Regulation

FCA 'consistently behind the curve' on British Steel – Complaints Commissioner

Regulator hits back at Complaints Commissioner’s final report

clock 26 March 2026 • 3 min read
Advisers warned against 'cost-saving' exercises as FCA proposes ditching annual suitability requirement

Regulation

Advisers warned against 'cost-saving' exercises as FCA proposes ditching annual suitability requirement

Changes offer an opportunity for more ‘meaningful’ advice

clock 26 March 2026 • 4 min read
FSCS unveils five-year strategy

Regulation

FSCS unveils five-year strategy

Three core focus areas

clock 26 March 2026 • 2 min read
AR reforms: Who really pays when things go wrong?

Regulation

AR reforms: Who really pays when things go wrong?

'It's not enough for the AR to hold its own cover. The obligation sits with the principal'

clock 24 March 2026 • 8 min read
SIPP provider Gaudi declared failed amid FSCS investigation

Regulation

SIPP provider Gaudi declared failed amid FSCS investigation

FSCS to give further update on investigation shortly

clock 23 March 2026 • 2 min read
Applying proportionality to customer vulnerability under the FCA's Consumer Duty

Regulation

Applying proportionality to customer vulnerability under the FCA's Consumer Duty

‘Proportionality does not equal minimalism’

clock 18 March 2026 • 5 min read
Administrators appointed at alleged £23m unauthorised investment scheme firm

Regulation

Administrators appointed at alleged £23m unauthorised investment scheme firm

FCA issued High Court proceedings against Concept Capital Group last year

clock 13 March 2026 • 2 min read
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