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Regulation

FCA SIPP market consultation to set clear standards of due diligence

Pensions

FCA SIPP market consultation to set clear standards of due diligence

Consultation closes on 24 August

clock 22 June 2026 • 4 min read
SFO to secure further £491,000 from overseas investment fraudster

Regulation

SFO to secure further £491,000 from overseas investment fraudster

Targeted British expats in Jakarta

clock 22 June 2026 • 1 min read
Lords warns financial services bill could weaken regulators' accountability

Regulation

Lords warns financial services bill could weaken regulators' accountability

Open letter to investment minister

clock 19 June 2026 • 2 min read
Designing bereavement around people, not paperwork: Surviving the FCA review

Regulation

Designing bereavement around people, not paperwork: Surviving the FCA review

Only 47% of bereaved families feel adequately supported by financial firms

clock 18 June 2026 • 6 min read
Rathbones review puts FCA client cash crackdown in the spotlight

Regulation

Rathbones review puts FCA client cash crackdown in the spotlight

Wider implications for the DFM sector

clock 18 June 2026 • 5 min read
Aviva gets targeted support green light

Regulation

Aviva gets targeted support green light

Latest provider to get FCA approval

clock 17 June 2026 • 1 min read
Ongoing fees and Consumer Duty fair value: How advice firms can get it right

Regulation

Ongoing fees and Consumer Duty fair value: How advice firms can get it right

The FCA has six open investigations into potential Consumer Duty fair value breaches

clock 16 June 2026 • 4 min read
Rathbones pushes pause on high-risk clients after regulatory review

Regulation

Rathbones pushes pause on high-risk clients after regulatory review

Programme of work, targeted reviews and charging changes

clock 16 June 2026 • 2 min read
Legal director Chloe-Jane Belton: FCA vs Woodford to test the regulatory perimeter

Regulation

Legal director Chloe-Jane Belton: FCA vs Woodford to test the regulatory perimeter

To be 'a case to watch'

clock 15 June 2026 • 5 min read
Neil Woodford's W4.0 rejects FCA's characterisation and 'regrettable' civil claim

Regulation

Neil Woodford's W4.0 rejects FCA's characterisation and 'regrettable' civil claim

In response to civil proceedings from the regulator

clock 09 June 2026 • 2 min read
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