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Financial advice

Regulation

Don't do it! Half of advisers don't back their profession as a career choice

A mere half of financial advisers would recommend the profession as a career choice to a family member, new research suggests.

clock 25 November 2014 •

RDR

FCA chairman defends RDR project

Financial Conduct Authority (FCA) chairman John Griffith-Jones has said he is glad the Retail Distribution Review (RDR) did not take longer than expected, and claimed it achieved its objectives despite failing to properly distinguish between guidance...

clock 19 November 2014 •

Investment

Adviser stole £30k from vulnerable clients before fleeing to Portugal

A financial adviser has narrowly escaped prison after stealing £30,000 from a vulnerable widow and her disabled son before fleeing to start a new life in Portugal.

clock 17 November 2014 •

Pensions

PFS chief: We need advice models we've never seen before

Financial advisers are willing and able to break through the "perceived barriers" to at-retirement advice by inventing simpler offerings, chief executive of the Personal Finance Society (PFS) Keith Richards has said.

clock 11 November 2014 •

Your profession

Advisers go pro bono for financial planning week

Financial advisers have signed up to offer free financial planning surgeries to consumers later this month as part of an annual initiative.

clock 11 November 2014 •

Regulation

Revealed: Latest list of FSCS Keydata lead defendants

Professional Adviser has obtained the latest list of advice firms being pursued as lead defendants by the Financial Services Compensation Scheme (FSCS) in relation to Keydata sales.

clock 07 November 2014 •

Regulation

FCA: Switch from industry to profession now rests with advisers

The framework for an advice profession has been clearly established by the regulator and professional bodies, it is now up to advisers to make the leap, Rory Percival told delegates.

clock 07 November 2014 •

Regulation

Half of retirees to seek professional advice, research

Almost half of consumers due to retire within the next decade will be seeking help from regulated financial advisers, research claims.

clock 31 October 2014 •

Alternative Investments

P2P in ISAs: Advisers on risk vs reward

P2P in ISAs: Advisers on risk vs reward

clock 31 October 2014 •

Regulation

'Keep clients happy? We're too busy pleasing FCA'

The FCA's Rory Percival is unimpressed by firms seeking to 'please the regulator'. But what other option do firms have?

clock 17 October 2014 • 5 min read
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