Regulation

FCA staff vote to strike over pay

Regulation

FCA staff vote to strike over pay

'Historic first'

clock 12 April 2022 • 1 min read
FCA warns social media giants over 'dodgy' investment adverts

Regulation

FCA warns social media giants over 'dodgy' investment adverts

‘Putting them on notice’

clock 28 September 2021 • 3 min read
Scam complaints rise 66% amid cryptocurrency fraud - FOS

Regulation

Scam complaints rise 66% amid cryptocurrency fraud - FOS

Quarterly FOS figures

clock 24 September 2021 • 1 min read

Your profession

Andy Bell writes to new FCA chief over 'wrecking ball' investment pathways policy

‘Fundamentally flawed’

clock 13 October 2020 • 3 min read

Investment

Independent report into FCA's regulation of LCF faces further delay

Delayed until late November

clock 25 August 2020 • 2 min read

Regulation

FCA's proposed redemption notice period could 'kill off' adviser use of property funds

'Nuclear'

clock 03 August 2020 • 2 min read

Regulation

Small adviser firms paying disproportionately high PI premiums - FCA data

17% increase on last year

clock 23 July 2020 • 1 min read

Regulation

FCA consults on extending Directory information submission timeframe

From December 2020 to March 2021

clock 17 July 2020 • 2 min read

Regulation

FCA and City Corporation collaborate to help innovative firms tackling Covid-19 challenges

'Accelerate development'

clock 17 July 2020 • 1 min read

Regulation

FCA delays SM&CR rules on coronavirus disruption

Extended to 31 March 2021 for solo-regulated firms

clock 01 July 2020 • 2 min read
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Titan Wealth wins confidential information and harassment case against ex-employee

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NextGen Planners receives minority investment from entrepreneur James Ashford

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Women in Financial Advice Awards 2024 - Winners' gallery

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Estate planning confusion causing elders to reconsider advice

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