Regulation

Regulation

FCA to urge EU authorities to address PRIIPs failings

EU review to be completed this year

clock 28 February 2019 • 4 min read

Regulation

FCA fines Hargreave Hale and R&M over IPO conduct; Newton given immunity

Hargreave Hale seeking legal advice

clock 21 February 2019 • 4 min read

Regulation

IA launches communication guide in response to FCA criticism

Follows Asset Management Market Study

clock 20 February 2019 • 2 min read

Your profession

Beaufort securities clients warned of targeted scammers

More than 16,100 clients compensated

clock 19 February 2019 • 1 min read

Regulation

Morningstar praises EU regulators for PRIIPs review

Review to complete by year-end

clock 13 February 2019 • 3 min read

Regulation

Fidelity and AllianzGI performance fee funds fail to attract assets

New structure

clock 11 February 2019 • 1 min read

Regulation

FCA demands daily liquidity disclosure for property funds

Follows wave of Brextit-related redemptions

clock 07 February 2019 • 3 min read

Regulation

Ex-Newton manager Stephany fined for IPO misconduct

Fined £32,000

clock 05 February 2019 • 1 min read

Regulation

FCA eyes tighter stewardship and engagement standards for asset managers

As part of SRD II

clock 30 January 2019 • 4 min read

Regulation

Allianz GI CEO: Cryptoassets more suited to 'criminal underworld'

Greater regulatory scrutiny to come

clock 30 January 2019 • 2 min read