Regulation

Regulation

Keith Richards: Relaxing cap ad rules amid pandemic could leave firms vulnerable in the long run

Announced yesterday

clock 18 March 2020 • 2 min read

Regulation

Poor HR practices leave advisers at risk of SM&CR breach

Risking SM&CR breaches

clock 02 March 2020 • 3 min read

Regulation

Treasury Committee urges expansion of FCA's powers

Expanding the 'regulatory perimeter'

clock 02 August 2019 • 2 min read

Regulation

FCA to urge EU authorities to address PRIIPs failings

EU review to be completed this year

clock 28 February 2019 • 4 min read

Regulation

Investment Association weighs retail product labels for SRI funds

Part of raft of proposals to increase visability of SRI to retail investors

clock 25 January 2019 • 8 min read

Regulation

ESMA: Fees erode 25% of retail investors' fund returns

Passive equity funds ‘consistently’ outperforming active counterparts

clock 11 January 2019 • 2 min read

Regulation

FCA plans wider retail ban of CFDs following ESMA proposals

Could reduce annual losses by up to £451m

clock 07 December 2018 • 3 min read

Regulation

Treasury Select Committee plots post-Brexit financial regulation inquiry

Financial services deal unclear

clock 05 November 2018 • 4 min read

Regulation

RBS to pay first dividend since financial crisis

2p per ordinary share

clock 03 August 2018 • 3 min read

Regulation

FCA proposes basic savings rate for cash accounts

Option for basic savings rate

clock 25 July 2018 • 3 min read
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