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Regulation

The poor practices found in FCA's ongoing services review

Regulation

The poor practices found in FCA's ongoing services review

And what advice firms were doing well

clock 24 February 2025 • 2 min read
FCA reconsidering ongoing advice services rules as review findings revealed

Regulation

FCA reconsidering ongoing advice services rules as review findings revealed

Advisers delivering suitability reviews in ‘vast majority’ of cases

clock 24 February 2025 • 3 min read
West Yorkshire advice firm declared failed

Regulation

West Yorkshire advice firm declared failed

Fifth FSCS firm failure of 2025

clock 21 February 2025 • 2 min read
Modernising the redress system: A significant opportunity for reform

Regulation

Modernising the redress system: A significant opportunity for reform

‘Genuine and significant opportunity to rethink the way that complaints are resolved’

clock 19 February 2025 • 5 min read
Navigating FCA supervisory visits: Insights on Consumer Duty compliance

Regulation

Navigating FCA supervisory visits: Insights on Consumer Duty compliance

Preparation is key: Lessons from Curve’s experience

clock 17 February 2025 • 4 min read
Hampshire IFA charged by FCA over £2.3m fraud

Regulation

Hampshire IFA charged by FCA over £2.3m fraud

Lisa Campbell charged with multiple criminal offences

clock 13 February 2025 • 1 min read
FCA's targeted support risks infringing on advice - PIMFA

Regulation

FCA's targeted support risks infringing on advice - PIMFA

Targeted support must not step on financial advice’s toes, trade body warns

clock 13 February 2025 • 5 min read
Five vulnerability questions advisers must ask themselves

Regulation

Five vulnerability questions advisers must ask themselves

'Identification. Action. Reporting – don't delay'

clock 12 February 2025 • 5 min read
MPs press FCA and FOS for answers on ombudsman CEO's 'sudden' departure

Regulation

MPs press FCA and FOS for answers on ombudsman CEO's 'sudden' departure

Treasury Committee written to chairs of FCA and FOS about Abby Thomas’ exit

clock 11 February 2025 • 2 min read
FCA 'agnostic' on advice industry consolidation benefits

Regulation

FCA 'agnostic' on advice industry consolidation benefits

Regulator unsure on consolidation outcome but will continue engagement with firms

clock 06 February 2025 • 1 min read
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