FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

Regulation

MoneyHelper: MaPS brand shares similar name with unauthorised firm FCA issued warning about

Posed 'minimal risk' - MaPS

22 March 2021 • 2 min read

FCA extends 10% drop notification suspension until end of 2021

Will review rule

19 March 2021 • 2 min read

FCA to release 'toolkit' to MPs and British Steel workers

Set to be sent to MPs in April

19 March 2021 • 2 min read

MPs criticise FCA after slow response to British Steel victims' letter

FCA 'follows rather than leads'

11 March 2021 • 2 min read

John Glen MP: Consumers trust advisers more because they pay levy for failed firms

PIMFA Virtual Fest V2 2021

09 March 2021 • 2 min read

FCA consults to improve pre-paid funeral plan standards

Wants adviser thoughts

02 March 2021 • 3 min read

Only three advice firms applied for pension transfer permissions in 2020

FOI

18 February 2021 • 2 min read

Major tech changes more likely to cause incidents - FCA

Major technology changes lead to more incidents than lesser ones within financial services firms, research by the Financial Conduct Authority (FCA) has found, and the regulator said while effective risk management is an important component to success....

05 February 2021 • 3 min read