Regulation

Distributors also must provide access to consumer-facing disclosures

Meeting regulatory standards and maximising good client outcomes

The firm was voluntarily wound up by its director at the end of 2020

'The feedback to the FCA is clear: rules are preferred to guidance'

Amount secured for investors by the FCA following High Court approval

The LTA will be abolished this week at the end of the tax year

‘You cannot rely on people deciding what to do in the moment’

‘They should embrace the spirit in which the regulation has been created’

‘You can expect the regulator to take robust action where needed’

Kate Blatchford-Hick calls on firms to embrace the regulator’s proposals