Advisers' NY wish? Change of regulator

clock

Financial advisers overwhelmingly voted a change of regulator would be the best thing the New Year could bring to improve their working life.

In the poll by the Marketing Innovation Forum, 44% cited support for a change of regulator as their top hope. The results follow the surprise resignation yesterday of FSA chief executive Hector Sants, who will leave in the summer.   More priority for advisers by providers was the second most popular option, receiving 21% of the vote, while a change of government came in third with 19%. Elsewhere, more consumer confidence was voiced by just 15% of respondents. Derek McGuire, co-founder of Marketing Innovation Forum, says: "As tends to be the case with any regulator, they've...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

FCA sets out plans to simplify complaints regime

FCA sets out plans to simplify complaints regime

Including requirement for firms to report complaints involving vulnerable clients

Isabel Baxter
clock 04 December 2025 • 2 min read
FCA looks to boost transparency of ESG ratings providers

FCA looks to boost transparency of ESG ratings providers

Regulator opens consultation

Michael Nelson
clock 01 December 2025 • 2 min read
Regulators urged to hold pension transfer 'bad actors' to account

Regulators urged to hold pension transfer 'bad actors' to account

Advisers report ‘widespread and sometimes extreme delays’

Sahar Nazir
clock 24 November 2025 • 5 min read