due diligence

VCTs / EIS

Warning FCA has set sights on adviser EIS due diligence

Advisers taking shortcuts in EIS due diligence

clock 24 March 2016 • 3 min read

Wrap/platforms

Advisers warned on provider due diligence 'spin'

Firm published list of questions to be asked

clock 22 March 2016 • 3 min read

Regulation

Platform and process due diligence: What does the FCA want to see?

Due diligence review was published in February

clock 22 March 2016 • 3 min read

Wrap/platforms

Due diligence review: Big things come in small packages

The FCA's latest due diligence paper was unusually succinct

clock 01 March 2016 • 4 min read

Wrap/platforms

Platform pointers: Five handy due diligence tips

Cathi Harrison fills in the gaps left by the FCA

clock 25 February 2016 • 3 min read

Regulation

'Disappointing' FCA due diligence review misses real adviser issues, consultancy warns

Review is 'too high level'

clock 22 February 2016 • 4 min read

Regulation

FCA raises concerns about advisers' platform due diligence

Platform due diligence is lacking

clock 19 February 2016 • 5 min read

Wrap/platforms

Nucleus warns platforms to monitor adviser-client relationship

Platforms expected to take more active role

clock 29 January 2016 • 3 min read

Regulation

Due diligence questions the FCA wants answered

FCA sent questionnaires to advisers

clock 09 October 2015 • 1 min read

Wrap/platforms

Standard Life urges advisers to check platform deals to dodge 'zombies'

Standard Life said advisers need to act to avoid being trapped in dying platform partnerships, as it predicted the market will shrink to a handful of providers.

clock 18 September 2015 •