FCA

Letter sent to interim CEO Jim Harra by The Family Building Society

Review to focus on platforms, advisers and wealth managers

Put customers at risk ‘for personal financial gain’

In response to FCA and FOS consultation paper

Regulators and investment managers must get 'basics' right

Closed 265 whistleblowing cases between January and March

Richard Faithfull failed to pay back £529,961

Follows customer vulnerability work

Higher expectations on how firms evidence governance, risk and compliance

Investigation into CMCs and law firms