FCA

More than a third of advisers have not mentioned Consumer Duty to clients

Your profession

More than a third of advisers have not mentioned Consumer Duty to clients

Only about a quarter of advisers have mentioned the regulation to clients

clock 20 November 2024 • 2 min read
FCA's Nikhil Rathi registers interest for top civil service job - reports

Regulation

FCA's Nikhil Rathi registers interest for top civil service job - reports

FCA CEO term to end next year

clock 19 November 2024 • 1 min read
A practical guide to getting ongoing reviews in order

Regulation

A practical guide to getting ongoing reviews in order

Have you considered file checks on annual review cases?

clock 19 November 2024 • 6 min read
FCA fines and bans pair for 'recklessly' breaching asset requirement

Companies

FCA fines and bans pair for 'recklessly' breaching asset requirement

Craig Buchan and Martin Cooke fined around £6,000 each

clock 18 November 2024 • 2 min read
Analysis: Advice M&A continues apace as FCA review looms

Your profession

Analysis: Advice M&A continues apace as FCA review looms

Firms taking very different approaches to buying and selling

clock 18 November 2024 • 7 min read
Mansion House speech was 'an effort to shake up the sector'

Your profession

Mansion House speech was 'an effort to shake up the sector'

The start of a ‘long line of positive developments’

clock 18 November 2024 • 2 min read
FCA to consult on pensions targeted support from December

Your profession

FCA to consult on pensions targeted support from December

Consultation comes amid Advice Guidance Boundary Review

clock 15 November 2024 • 2 min read
FCA and FOS release call for input to modernise redress system

Regulation

FCA and FOS release call for input to modernise redress system

Comes after Rachel Reeves’ Mansion House speech

clock 15 November 2024 • 3 min read
Chancellor targets FOS modernisation and FCA consultation

Regulation

Chancellor targets FOS modernisation and FCA consultation

Consultation part of the advice guidance boundary review

clock 14 November 2024 • 3 min read
FCA admits there could have been better handling of name and shame proposals

Your profession

FCA admits there could have been better handling of name and shame proposals

Update on proposals due next week

clock 13 November 2024 • 3 min read
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Farmers and IHT: Why the chancellor's methods are wrong

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Margetts Wealth directors complete management buy-in

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From photography to advice: Laura Laws on capturing clients' hearts

21 November 2024 • 4 min read
04

Personal representatives and IHT filing following the Budget

21 November 2024 • 4 min read
05

The Penny Group adds £90m of assets with Surrey planning firm buy

20 November 2024 • 2 min read