FCA

Firms will be COBS 19.11 compliant when they connect to CDA

What’s expected of advisers and the timelines to work to

‘Proposals to publicise investigations are a worrying development’

Majority of professionals say FCA should not have to plug support gap

Distributors also must provide access to consumer-facing disclosures

Aligned with the FCA's Sustainability Disclosure Requirements

Regulator acknowledges decision will be ‘disappointing’ for complainants

‘I don’t really know what value I’m getting from the FCA – if any’

Streamline client file reviews and compliance document audits

Defined benefit transfers and annuity sales have fallen, FCA finds