Financial Conduct Authority

Government's revamped short selling regulation sparks debate about market transparency

Your profession

Government's revamped short selling regulation sparks debate about market transparency

Changes to anonymity

clock 29 January 2025 • 5 min read
SDR 'not straightforward' for MPS providers and DFMs

Regulation

SDR 'not straightforward' for MPS providers and DFMs

‘Serious amount of additional resource’ needed, WHEB AM says

clock 29 January 2025 • 4 min read
FCA and lawyers settle illegal care home investment scheme lawsuit

Regulation

FCA and lawyers settle illegal care home investment scheme lawsuit

Scheme saw £57m taken from 380 investors

clock 27 January 2025 • 3 min read
Lords committee FCA name and shame report expected 'shortly'

Regulation

Lords committee FCA name and shame report expected 'shortly'

FCA CEO and chair grilled on naming and shaming furore and growth

clock 22 January 2025 • 3 min read
FCA to lean more on Consumer Duty to swerve introducing additional regulation

Regulation

FCA to lean more on Consumer Duty to swerve introducing additional regulation

Consumer Duty champion board requirement to be axed

clock 20 January 2025 • 2 min read
The Lang Cat unveils partnership in bid to improve advice sector integration

Your profession

The Lang Cat unveils partnership in bid to improve advice sector integration

Partnered with Avenir through its reg-tech Analyser software

clock 16 January 2025 • 2 min read
UK investment firms urged to prioritise EU's Digital Operational Resilience Act

Your profession

UK investment firms urged to prioritise EU's Digital Operational Resilience Act

DORA mandates compliance for firms with EU ties

clock 16 January 2025 • 1 min read
Popularity of SDR 'Sustainability Focus' grows as two Aegon AM funds adopt label

Your profession

Popularity of SDR 'Sustainability Focus' grows as two Aegon AM funds adopt label

By end of March 2025

clock 09 January 2025 • 2 min read
Average DB transfer complainant to receive no compensation

Your profession

Average DB transfer complainant to receive no compensation

Broadstone’s DB Redress Tracker shows typical redress compensation continues to fall

clock 09 January 2025 • 1 min read
Cazenove Capital to adopt SDR 'Sustainability Focus' label across three funds

Investment

Cazenove Capital to adopt SDR 'Sustainability Focus' label across three funds

Total of 16 labelled strategies across Schroders Group

clock 07 January 2025 • 1 min read
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IHT on pensions to cause 'operational complexity and risk' for providers

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