Partnered with Avenir through its reg-tech Analyser software
DORA mandates compliance for firms with EU ties
Broadstone’s DB Redress Tracker shows typical redress compensation continues to fall
Total of 16 labelled strategies across Schroders Group
First year marked by challenges and change
FCA and FOS joint call for input is ‘necessary’
The alliance to be chaired by Chartered financial practitioner Jane Hodges
FCA revoked its authorisation in September 2023
Fine relates to failure to disclose certain arrangements with Qatari entities