Regulation

Advisers could already have cut 600,000 clients loose, findings suggest

Regulatory changes cited the top threat by 41%, FE fundinfo finds

'FNZ would not exist without FCA’s consumer focus'

‘Proposals to publicise investigations are a worrying development’

‘They should embrace the spirit in which the regulation has been created’

‘You can expect the regulator to take robust action where needed’

FCA asks firms about ongoing services in response to Consumer Duty

The regulator says it is ‘ready to embrace artificial intelligence’

To help funds industry avoid regulatory penalties

Helps advice firms with governance, risk and compliance challenges