Regulation

FCA issues fines to GAM and Tim Haywood over absolute return bond saga

Regulation

FCA issues fines to GAM and Tim Haywood over absolute return bond saga

Third party prevents final notices

clock 16 December 2021 • 2 min read
Treasury Committee grills Nikhil Rathi over FCA bonus scheme and fee hikes

Regulation

Treasury Committee grills Nikhil Rathi over FCA bonus scheme and fee hikes

Watchdog paid £23m of bonuses in March

clock 08 December 2021 • 3 min read
Investment industry welcomes FCA listing rules but government must 'address wrinkles'

Regulation

Investment industry welcomes FCA listing rules but government must 'address wrinkles'

Retail investors need 'greater protection'

clock 02 December 2021 • 5 min read
FCA streamlines decision-making process

Regulation

FCA streamlines decision-making process

'Concern of procedural fairness'

clock 26 November 2021 • 2 min read
FCA seeks services of third-party crypto analyst

Regulation

FCA seeks services of third-party crypto analyst

Tender offer worth £500,000

clock 24 November 2021 • 1 min read
FCA calls for feedback on sustainability disclosure requirements

Regulation

FCA calls for feedback on sustainability disclosure requirements

Deadline for comments is 7 January 2022

clock 03 November 2021 • 3 min read
Regulator delays PRIIPs KIDs policy statement to Q1 2022

Regulation

Regulator delays PRIIPs KIDs policy statement to Q1 2022

Originally slated for January 2022

clock 03 November 2021 • 1 min read
Long-term asset funds: Investment industry questions 'special treatment' for wealthy investors

Investment

Long-term asset funds: Investment industry questions 'special treatment' for wealthy investors

Notice period raises concerns

clock 26 October 2021 • 2 min read
FCA sets out details for new long-term funds

Investment

FCA sets out details for new long-term funds

No retail investors

clock 25 October 2021 • 2 min read
IA calls on Chancellor for 'competitive' Budget to aid green transition

Investment

IA calls on Chancellor for 'competitive' Budget to aid green transition

'This is a vital Budget'

clock 21 October 2021 • 2 min read
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