Regulation

Allianz hit with $6bn fine over fund manager fraud

Investment

Allianz hit with $6bn fine over fund manager fraud

Misled investors on risky investments

clock 23 May 2022 • 1 min read
Partner insight: Emerging market companies may face greater regulation

Partner Insight

Partner insight: Emerging market companies may face greater regulation

Expect governments to be more interventionist and less accepting of large mergers, says Capital Group’s Martyn Hole

clock 08 February 2022 • 1 min read
FCA staff vote in favour of strike action over pay cut proposals

Regulation

FCA staff vote in favour of strike action over pay cut proposals

87% in favour of industrial action

clock 01 February 2022 • 2 min read
Fed issues discussion paper and asks for feedback on digital currency

Investment

Fed issues discussion paper and asks for feedback on digital currency

No outcome favoured

clock 21 January 2022 • 1 min read
Government set to tighten rules on 'misleading' cryptoasset promotions

Regulation

Government set to tighten rules on 'misleading' cryptoasset promotions

Six month transition

clock 18 January 2022 • 1 min read
New FCA authorisation fees come into effect on 24 January

Regulation

New FCA authorisation fees come into effect on 24 January

Advice firms to pay £2,500

clock 11 January 2022 • 2 min read
FCA to investigate lack of competition in benchmark providers

Regulation

FCA to investigate lack of competition in benchmark providers

Review of credit ratings to follow

clock 11 January 2022 • 1 min read
Treasury Committee presses FCA to conclude Woodford investigation

Regulation

Treasury Committee presses FCA to conclude Woodford investigation

‘As swift as possible’

clock 10 January 2022 • 1 min read
Barclays to restructure Wealth and Private Bank arms

Investment

Barclays to restructure Wealth and Private Bank arms

Subject to regulatory approval

clock 10 January 2022 • 1 min read
FCA issues fines to GAM and Tim Haywood over absolute return bond saga

Regulation

FCA issues fines to GAM and Tim Haywood over absolute return bond saga

Third party prevents final notices

clock 16 December 2021 • 2 min read
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