Three past and present IFAs have broken the taboo on talking about their encounters with an FSA investigation team. Laura Miller discovers an industry divided between suspicion of the rule maker and fair-minded support for the rules...
Two mortgage brokers are among six firms that have had their permissions cancelled by the FSA after failing to submit their Retail Mediation Activities Returns (RMAR).
The FSA's latest reporting system for intermediaries, Gabriel, has been suspended due to technical glitches.
Paradigm Mortgage Services has today launched a new quarterly compliance newsletter, Target.
Advisers can receive commission statements electronically and match them against their expected income after the latest launch by IFA technology provider Plum Software.
The FSA may levy an administrative charge on firms that persistently submit poorly completed Retail Mediation Activities Returns (RMARs).
The Financial Services Authority banned 151 small firms from carrying out regulated activities in 2006/07.
Last week's revelation of an IFA firm's difficulties with the Financial Services Authority, caused by a mistakenly-filed RMAR, provoked a flurry of reader responses.
The Financial Services Authority is in the dock again over its treatment of IFAs regarding Retail Mediation Activities Returns as another firm has complained of poor treatment at the hands of the regulator.
IFAonline has launched a new interactive service which allows you to contribute to the debate in our regular editions of IFAonlineTV.