Regulation

Hartley Pensions enters administration at FCA's request

Regulation

Hartley Pensions enters administration at FCA's request

‘In the interest of clients’

clock 01 August 2022 • 3 min read
Financial advisers will struggle to meet MiFID II sustainability obligations due to patchy data

Regulation

Financial advisers will struggle to meet MiFID II sustainability obligations due to patchy data

Lack of product comparability

clock 29 July 2022 • 2 min read
FCA's Mills on adviser Consumer Duty requirements: 'Assessment is needed of that fair value exchange'

Regulation

FCA's Mills on adviser Consumer Duty requirements: 'Assessment is needed of that fair value exchange'

Value to customers

clock 27 July 2022 • 3 min read
FCA's Consumer Duty to turn platforms into gatekeepers over value for money assessments

Regulation

FCA's Consumer Duty to turn platforms into gatekeepers over value for money assessments

Requirement to ‘switch off’ funds

clock 27 July 2022 • 2 min read
FCA gives three-month Consumer Duty extension for advisers

Regulation

FCA gives three-month Consumer Duty extension for advisers

Deadline of 31 July 2023

clock 27 July 2022 • 5 min read
'A focus on price at the expense of value will undermine the objectives of the Consumer Duty': Industry reacts to final rules

Regulation

'A focus on price at the expense of value will undermine the objectives of the Consumer Duty': Industry reacts to final rules

Measurable value assessments

clock 27 July 2022 • 6 min read
Post-Brexit regulatory shake-up: What could be the implications of a Big Bang 2.0?

Regulation

Post-Brexit regulatory shake-up: What could be the implications of a Big Bang 2.0?

'A rough terrain for regulators'

clock 26 July 2022 • 4 min read
FCA lists 14 funeral plan providers that will not be authorized

Regulation

FCA lists 14 funeral plan providers that will not be authorized

Effective from 29 July

clock 25 July 2022 • 2 min read
FSCS declares two British Steel adviser firms in default

Pensions

FSCS declares two British Steel adviser firms in default

67 BSPS claims between them

clock 22 July 2022 • 6 min read
FCA 'consistently behind the curve' in British Steel scandal response - PAC report

Regulation

FCA 'consistently behind the curve' in British Steel scandal response - PAC report

Causing ‘serious financial harm’

clock 20 July 2022 • 9 min read
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