Regulation

FOS appoints deputy chief ombudsman and COO

Regulation

FOS appoints deputy chief ombudsman and COO

New executive team

clock 18 July 2022 • 2 min read
FCA chief reiterates data-led regulatory approach

Regulation

FCA chief reiterates data-led regulatory approach

‘A different type of regulator’

clock 14 July 2022 • 3 min read
Online Safety Bill delayed until after summer recess - reports

Regulation

Online Safety Bill delayed until after summer recess - reports

Timetable pressures

clock 14 July 2022 • 1 min read
FCA restricts Hartley Pensions from accepting new pension contributions

Regulation

FCA restricts Hartley Pensions from accepting new pension contributions

Operational and regulatory issues

clock 12 July 2022 • 2 min read
Scottish advice firm named in default by FSCS

Regulation

Scottish advice firm named in default by FSCS

34 pension transfer claims

clock 08 July 2022 • 2 min read
Corporate advice firm Alexander David Securities under investigation by FSCS

Regulation

Corporate advice firm Alexander David Securities under investigation by FSCS

51 upheld cases by FOS

clock 06 July 2022 • 3 min read
FCA clarifies approach to compromises for regulated firms

Regulation

FCA clarifies approach to compromises for regulated firms

Focuses on three types of compromise

clock 05 July 2022 • 2 min read
Nick Smith MP urges FCA: 'Include as many steelworkers as possible in redress scheme'

Regulation

Nick Smith MP urges FCA: 'Include as many steelworkers as possible in redress scheme'

Supported by 27 cross-party MPs

clock 30 June 2022 • 2 min read
FSCS investigates IFA with links to multi-asset fund subject to SFO probe

Regulation

FSCS investigates IFA with links to multi-asset fund subject to SFO probe

Trafalgar Multi Asset Fund

clock 30 June 2022 • 1 min read
FCA lists 24 funeral plan providers likely to be authorised

Regulation

FCA lists 24 funeral plan providers likely to be authorised

‘Boost consumer protection’

clock 17 June 2022 • 2 min read