Regulation

FOS to cut case fee costs and levy bill by £60m next year

Regulation

FOS to cut case fee costs and levy bill by £60m next year

Latest plan and budget published by financial complaints body

clock 06 December 2023 • 3 min read
'Targeted, intrusive and assertive': The FCA's new pro-active approach

Regulation

'Targeted, intrusive and assertive': The FCA's new pro-active approach

Latest Dear CEO letter from regulator speaks volumes

clock 04 December 2023 • 4 min read
SDR has consumer at its heart but adviser role is now key

Regulation

SDR has consumer at its heart but adviser role is now key

Next stages for the regulator

clock 29 November 2023 • 3 min read
FCA's 'polluter pays' consultation: 'Wary' IFAs raise questions

Regulation

FCA's 'polluter pays' consultation: 'Wary' IFAs raise questions

Small advice firms may not get ‘outcome they desire’

clock 29 November 2023 • 7 min read
'Hardened' PII market could thaw under FCA capital redress plans

Regulation

'Hardened' PII market could thaw under FCA capital redress plans

‘Polluter pays’ redress model could improve adviser PPI access

clock 29 November 2023 • 3 min read
FCA proposes 'polluter pays' investment advice redress framework

Regulation

FCA proposes 'polluter pays' investment advice redress framework

Investment advisers that give bad advice to hold capital for redress

clock 29 November 2023 • 3 min read
UK gets tough on crypto: Safer for consumers but let the buyer beware

Regulation

UK gets tough on crypto: Safer for consumers but let the buyer beware

Extreme volatility in the asset can still be expected

clock 23 November 2023 • 4 min read
Last call: Changes to the appointed representative regime

Regulation

Last call: Changes to the appointed representative regime

First assessment period ends 30 November

clock 17 November 2023 • 5 min read
FCA: Firms have 'further to go' to meet upcoming ESG labelling regulation

Regulation

FCA: Firms have 'further to go' to meet upcoming ESG labelling regulation

Review ahead of final Sustainability Disclosure Requirements regulation

clock 16 November 2023 • 2 min read
Navigating troubled waters: Lessons from Blankstone Sington

Regulation

Navigating troubled waters: Lessons from Blankstone Sington

The roadmap for wealth managers in distress

clock 10 November 2023 • 10 min read
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