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Regulation

Big 'variability' in advice firms' Consumer Duty-driven fee changes

Consumer Duty

Big 'variability' in advice firms' Consumer Duty-driven fee changes

38% have already made model switches with more likely to follow

clock 11 December 2024 • 2 min read
FCA calls for acceptance of risk-taking outcomes as industry tackles balance between growth and consumer protection

Regulation

FCA calls for acceptance of risk-taking outcomes as industry tackles balance between growth and consumer protection

Treasury Committee hearing held on 10 December

clock 10 December 2024 • 3 min read
Why wait for targeted support? Industry can build client confidence now

Pensions

Why wait for targeted support? Industry can build client confidence now

'The power of compound interest should not be underestimated'

clock 10 December 2024 • 3 min read
FCA: Expect action on vulnerable client treatment next year

Regulation

FCA: Expect action on vulnerable client treatment next year

FCA could take ‘appropriate regulatory action' in H1

clock 10 December 2024 • 2 min read
Whistleblower's rights under watered down FCA's name and shame plans

Regulation

Whistleblower's rights under watered down FCA's name and shame plans

FCA changed its name and shame plans after industry feedback

clock 09 December 2024 • 4 min read
FCA funding a perennial 'issue'

Regulation

FCA funding a perennial 'issue'

Needs ‘more professional consideration’

clock 05 December 2024 • 2 min read
FCA has 'near impossible' job to balance growth and consumer protection

Regulation

FCA has 'near impossible' job to balance growth and consumer protection

Treasury Committee hearing focused on role of FCA

clock 04 December 2024 • 3 min read
Deputy Editor's view: Naming and shaming – a busy week for the FCA

Regulation

Deputy Editor's view: Naming and shaming – a busy week for the FCA

The deputy editor's Friday Night Takeaway from 15 November

clock 02 December 2024 • 2 min read
FCA fines adviser £1.4m over unsuitable DB pension transfers

Regulation

FCA fines adviser £1.4m over unsuitable DB pension transfers

Philip Pryke exposed clients to ‘significant’ risk of financial detriment

clock 29 November 2024 • 2 min read
Andrew Goodwin: Why we all need to rethink consolidation

Regulation

Andrew Goodwin: Why we all need to rethink consolidation

FCA's consolidation review a 'wake-up call' for sellers and buyers alike

clock 29 November 2024 • 4 min read
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