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Consumer Duty Hub

Professional Adviser’s Consumer Duty Hub is your home for the latest news, analysis, and expert opinion on how The Financial Conduct Authority’s (FCA) Consumer Duty will impact advisers and their businesses.

This is where you can find all the updates on what to expect as each deadline approaches, and how you can best prepare your firm to align with the watchdog’s new rules.

FCA warns: Act now on Consumer Duty ahead of rigid July deadline

FCA warns: Act now on Consumer Duty ahead of rigid July deadline

Consumer Duty

Jenna Brown

22 February 2023 • 3 min read

Advice industry bands together to sponsor Ukraine charity event

Your profession

Advice industry bands together to sponsor Ukraine charity event

'Rock for Ukraine' will take place on 23 February in London

14 February 2023 • 2 min read

Evidencing Consumer Duty compliance: How advisers can get it right

Consumer Duty

Evidencing Consumer Duty compliance: How advisers can get it right

What does the FCA want and what does it think advisers aren't doing?

09 February 2023 • 4 min read

DFM launches toolkit to help advisers comply with Consumer Duty

Consumer Duty

DFM launches toolkit to help advisers comply with Consumer Duty

Free online material to assist advisers with compliance

08 February 2023 • 3 min read

Consumer Duty compliance hinges on good use of technology

Consumer Duty

Consumer Duty compliance hinges on good use of technology

Dynamic Planner conference speakers discuss the upcoming regulation

08 February 2023 • 1 min read

Consumer Duty

Consumer Duty compliance: Take small steps to climb the ladder

Keep calm and do your (Consumer) Duty?

07 February 2023 • 4 min read

Adviser market sidelined in FCA's sustainability proposals

Green

Adviser market sidelined in FCA's sustainability proposals

Adviser consultation on SDR 'minimal to say the very least'

02 February 2023 • 4 min read

Consumer Duty and vulnerable clients: Strategies for 2023

Consumer Duty

Consumer Duty and vulnerable clients: Strategies for 2023

How are advisers dealing with financial vulnerability in 2023?

02 February 2023 • 4 min read

FCA: Consumer Duty 'very different way of doing regulation'

Regulation

FCA: Consumer Duty 'very different way of doing regulation'

FCA wants Consumer Duty embeded within organisations

01 February 2023 • 2 min read

Consumer Duty is 'watershed moment' for firms, FCA warns

Consumer Duty

Consumer Duty is 'watershed moment' for firms, FCA warns

‘Looking for a fundamental change in firms’ approaches’

31 January 2023 • 2 min read

Client disparity from multiple platforms usage a 'Consumer Duty risk'

Consumer Duty

Client disparity from multiple platforms usage a 'Consumer Duty risk'

Third Financial has said advisers should use a single platform

30 January 2023 • 1 min read

Consumer Duty: Data strategy is 'key' for financial advisers

Consumer Duty

Consumer Duty: Data strategy is 'key' for financial advisers

Move towards outcome-based planning will emerge

26 January 2023 • 3 min read

Advisory platform evolution: Going in-house for greater control

Wrap/platforms

Advisory platform evolution: Going in-house for greater control

The promise of tech has not been fulfilled in retail investment

25 January 2023 • 3 min read

Consumer Duty to push acceleration of 'data-driven innovation'

Consumer Duty

Consumer Duty to push acceleration of 'data-driven innovation'

White paper highlights Consumer Duty threats and opportunities

25 January 2023 • 2 min read