Consumer Duty

Only about a quarter of advisers have mentioned the regulation to clients

Trusts facing partial deplatforming

'Emphasis on continuous improvement and evidence-based practices'

'There's a long way to go, but that troublesome first hurdle has been cleared'

Gillian Hepburn: ‘Are we really putting ourselves in our clients’ shoes?’

Adviser firms want further assistance to understand vulnerable client characteristics

It's an ‘unintended consequence’

Firms should expect greater FCA scrutiny

Ruth Handcock on Consumer Duty and advice/guidance review impact

'Different vulnerabilities tend to be interconnected'