Compliance site for advisers re-launched

Competent Adviser now boasts a reporting suite enabling firms to demonstrate they are complying with the FSA’s treating customers fairly (TCF) principles. In addition, the revamped site enables firms to assess all aspects of the competency process from performance at an individual level to company wide training issues. The system also provides firms with the necessary audit trail to fully comply with FSA needs. Competent Adviser’s Learning Zone has been redesigned to provide finger tip access to the key information required to operate within a regulatory environment across all aspects of...