Model Office launches compliance diary system

Draws on expert advice

clock • 1 min read

Regulatory technology and digital audit platform Model Office have launched an automated action planning and compliance diary system in a bid to streamline governance, risk and compliance activities for advisers.

The Action Tracker ensures advisers act on high risk and mandatory areas of compliance by ranking the system's compliance diagnostic questions according to a red amber green (RAG) rating. Model Office founder Chris Davies said: "The Action Tracker will ensure adviser firms gain automated action plans, keep focused on the high regulatory risk areas they face, gain dashboards to evidence compliance activity, allocate responsibility for SM&CR compliance plus gain auto-alerts via a compliance calendar integration ensuring firms have all the information they need to continue to comply and com...

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