professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • PA360 Watchlist

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

FCA

FCA's vulnerability findings flag lack of tailored training and understanding

Regulation

FCA's vulnerability findings flag lack of tailored training and understanding

Many firms had taken positive action but ‘areas for improvement remain’

clock 07 March 2025 • 6 min read
The 2025 regulatory landscape: The FCA's plans for the year ahead

Regulation

The 2025 regulatory landscape: The FCA's plans for the year ahead

Consumer Duty remains central to the FCA's strategy

clock 06 March 2025 • 4 min read
Round two: The FCA and the name and shame debate

Regulation

Round two: The FCA and the name and shame debate

‘The FCA should be careful what it wishes for’

clock 06 March 2025 • 4 min read
FCA imposes restrictions on SEI's UK platform business

Your profession

FCA imposes restrictions on SEI's UK platform business

SEI restricted from launching products and onboarding institutional clients

clock 04 March 2025 • 1 min read
How FCA could tackle review of 'opaque' MPS market

DFM & Model Portfolios

How FCA could tackle review of 'opaque' MPS market

Target market an expected focus as propositions have ‘questions to answer’

clock 03 March 2025 • 4 min read
Nexus IFA director Kerry Nelson charged over £2m alleged fraud

Regulation

Nexus IFA director Kerry Nelson charged over £2m alleged fraud

FCA also starts criminal proceedings against firm's business operations manager

clock 28 February 2025 • 1 min read
FCA urges principal firms to check PII cover

Regulation

FCA urges principal firms to check PII cover

Regulator finds 10% of sampled firms may not have adequate cover in place

clock 28 February 2025 • 1 min read
Consumer Duty champions officially axed

Regulation

Consumer Duty champions officially axed

No longer a requirement from today

clock 27 February 2025 • 2 min read
FCA CEO: Tackling growth 'requires bold strokes – from all of us'

Regulation

FCA CEO: Tackling growth 'requires bold strokes – from all of us'

Regulator looks to 'end duplication'

clock 27 February 2025 • 2 min read
FCA to undertake MPS Consumer Duty review

Regulation

FCA to undertake MPS Consumer Duty review

Regulator recognises the sector has been ‘growing at pace’

clock 26 February 2025 • 2 min read
121314
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=fca