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FCA

FCA to shorten authorisation timelines

Your profession

FCA to shorten authorisation timelines

Reduced from six to four months for complete applications

clock 15 July 2025 • 1 min read
FCA and Treasury consult on senior managers regime reform

Regulation

FCA and Treasury consult on senior managers regime reform

First phase intended to ‘reduce burden’ on firms

clock 15 July 2025 • 5 min read
FCA and FOS reveal reforms as part of redress 'modernisation'

Regulation

FCA and FOS reveal reforms as part of redress 'modernisation'

Follows joint call for input and government proposals

clock 15 July 2025 • 3 min read
FOS reduces compensation interest rate after joint call for input feedback

Companies

FOS reduces compensation interest rate after joint call for input feedback

Will track the Bank of England’s base (average) rate +1%

clock 15 July 2025 • 3 min read
FCA to launch Consumer Duty-centred review of complex ETPs

Your profession

FCA to launch Consumer Duty-centred review of complex ETPs

Part of FCA policy to promote growth

clock 15 July 2025 • 1 min read
FOS chair refuses to explain former CEO's sudden departure

Companies

FOS chair refuses to explain former CEO's sudden departure

Committee slams Baroness Manzoor's 'disrespectful' assertion

clock 14 July 2025 • 3 min read
FCA flags progress on internal DEI targets and urges action on Consumer Duty

Your profession

FCA flags progress on internal DEI targets and urges action on Consumer Duty

According to the FCA report 2024-2025

clock 11 July 2025 • 2 min read
FCA reviewing client categorisation rules to distinguish retail investors from the pack

Your profession

FCA reviewing client categorisation rules to distinguish retail investors from the pack

Goal of 40 more initiatives to be completed by year end

clock 10 July 2025 • 2 min read
FCA data request prompts SimplyBiz's sector-wide compliance session

Regulation

FCA data request prompts SimplyBiz's sector-wide compliance session

Nearly 600 advisers sign up for July webinar on navigating new s165 data requirements

clock 09 July 2025 • 2 min read
Ex-Janus Henderson analyst jailed for insider dealing and money laundering

Regulation

Ex-Janus Henderson analyst jailed for insider dealing and money laundering

Former analyst's sister also sentenced

clock 07 July 2025 • 2 min read
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