Financial Conduct Authority

‘It does feel like the wind has been in our faces over the past few months’

‘Firms must offer compelling reasons for advisers to stay’

‘Proposals to publicise investigations are a worrying development’

Majority of professionals say FCA should not have to plug support gap

Aligned with the FCA's Sustainability Disclosure Requirements

'Technology and compliance acts as an anchor in the industry'

Streamline client file reviews and compliance document audits

Defined benefit transfers and annuity sales have fallen, FCA finds

‘We need a different and better mix of advisers and advice’

Given the prerequisite for accuracy, a rigorous selection process is essential