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Financial Conduct Authority

The poor practices found in FCA's ongoing services review

Regulation

The poor practices found in FCA's ongoing services review

And what advice firms were doing well

clock 24 February 2025 • 2 min read
FCA reconsidering ongoing advice services rules as review findings revealed

Regulation

FCA reconsidering ongoing advice services rules as review findings revealed

Advisers delivering suitability reviews in ‘vast majority’ of cases

clock 24 February 2025 • 3 min read
FCA withdraws nearly 20,000 misleading financial ads in 2024

Regulation

FCA withdraws nearly 20,000 misleading financial ads in 2024

Nearly double the amount in 2023

clock 07 February 2025 • 1 min read
FCA rejects all Blackmore Bonds complaints

Companies

FCA rejects all Blackmore Bonds complaints

Regulator writes to those who complained about the way it handled the case

clock 06 February 2025 • 2 min read
Lords committee urges FCA to call off 'damaging' name and shame plans

Regulation

Lords committee urges FCA to call off 'damaging' name and shame plans

Report concluded that this is ‘not the way to regulate’

clock 06 February 2025 • 4 min read
Advisers face growing pressure to justify platform switches - The Lang Cat

Your profession

Advisers face growing pressure to justify platform switches - The Lang Cat

Analyser update to support evidencing platform switches

clock 03 February 2025 • 1 min read
Government's revamped short selling regulation sparks debate about market transparency

Your profession

Government's revamped short selling regulation sparks debate about market transparency

Changes to anonymity

clock 29 January 2025 • 5 min read
SDR 'not straightforward' for MPS providers and DFMs

Regulation

SDR 'not straightforward' for MPS providers and DFMs

‘Serious amount of additional resource’ needed, WHEB AM says

clock 29 January 2025 • 4 min read
FCA and lawyers settle illegal care home investment scheme lawsuit

Regulation

FCA and lawyers settle illegal care home investment scheme lawsuit

Scheme saw £57m taken from 380 investors

clock 27 January 2025 • 3 min read
Lords committee FCA name and shame report expected 'shortly'

Regulation

Lords committee FCA name and shame report expected 'shortly'

FCA CEO and chair grilled on naming and shaming furore and growth

clock 22 January 2025 • 3 min read
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