FOS

Regulation

FOS asks closed IFA to compensate client over SIPP mishandling

Firm stripped of regulatory permissions

clock 11 May 2018 • 2 min read

Regulation

SJP waives exit charge and pays out after causing 'upset' to former client

£200 in compensation

clock 19 April 2018 • 2 min read

Companies

FOS confirms independent review after Dispatches exposé

Channel 4 programme raised issues

clock 17 April 2018 • 1 min read

Regulation

FOS orders IFA to compensate client for UCIS property fund losses

Nearly 80% of SIPP invested in UCIS

clock 11 April 2018 • 3 min read

Regulation

Portafina under fire for risky UCIS advice given to cautious client

85% of pension fund in UCIS

clock 10 April 2018 • 3 min read

Regulation

FOS complaints against advisers fall 16% in H2 2017

Sesame still most complained about firm

clock 27 March 2018 • 2 min read

Regulation

FOS to hire independent reviewer in wake of Channel 4 investigation

Responding to letter from Treasury Committee chair Nicky Morgan

clock 23 March 2018 • 3 min read

Your profession

Tim Sargisson: When Knightsbridge did not mean a quality experience

Moral hazard

clock 20 March 2018 • 3 min read

Your profession

Three things your clients may call you about this week …

What made financial headlines over the weekend?

clock 18 March 2018 • 3 min read

Regulation

FOS tells Coutts to compensate couple over offshore bond advice

£900,000 investment

clock 16 March 2018 • 3 min read
Most read
01

Kingswood names Peter Coleman permanent CEO

10 January 2025 • 2 min read
02

New year, same duty of care: Are you leaving smaller clients out in the cold?

10 January 2025 • 4 min read
03

Analysts split over Reeves' role in UK gilt chaos as US bonds follow suit

10 January 2025 • 2 min read
04

Pension predictions for 2025: IHT, 'mega funds' and targeted support

09 January 2025 • 3 min read
05

FSCS declares Glasgow firm in default over pension and investment advice

10 January 2025 • 1 min read