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House of Lords

Regulation

Lord Flight 'horrified' by warning notice publication plans

Plans to allow the new financial regulator to publish warning notices about enforcement action have been branded as "unjust and dangerous" by a Conservative peer.

clock 22 August 2012 •

RDR

Peer criticises Westminster's acceptance of RDR commission ban

A Conservative Peer has criticised fellow politicians for failing to question the Retail Distribution Review (RDR) commission ban and warned of the unintended consequences.

clock 21 August 2012 •

Your profession

This week's news... condensed

CONDENSED

clock 20 July 2012 •

Regulation

Govt looking to boost social investment through financial advisers

The government is considering the ability of financial advisers to advise on social investments as part of an effort to boost activity in the area.

clock 11 July 2012 •

Regulation

Lords committee backs Europe-wide ban on commission

A House of Lords committee has called for a ban on commission payments to financial advisers across Europe, regardless of their status.

clock 10 July 2012 •

Regulation

This week's news… condensed

CONDENSED

clock 06 July 2012 •

Regulation

No charge? Then no need to be regulated, say Labour peers

An amendment to the Financial Services Bill proposed by two Labour peers could open up the possibility of financial advisers not having to be regulated if they do not charge for their services.

clock 02 July 2012 •

Regulation

This week's news… condensed

CONDENSED

clock 15 June 2012 •

Regulation

Tory peer: Arch Cru failure 'reminiscent' of Madoff scandal

A Conservative peer has drawn parallels between the collapse of Arch Cru and the Bernie Madoff scandal, stressing the need for the regulator to do more to protect consumers.

clock 13 June 2012 •

Regulation

'A dog's breakfast': Labour peer's verdict on FS Bill

The Financial Services Bill has been branded a 'dog's breakfast' by a prominent Labour peer and criticised for being put together too quickly.

clock 12 June 2012 •
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