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Regulation

Investment

Graham Bentley: Humble pie on the menu at the IA dinner?

A united membership is needed

clock 30 October 2015 •

Regulation

FCA cuts back on client communication rules

The Financial Conduct Authority (FCA) has announced plans to remove a number of what it said are "ineffective communication requirements" from its handbook for firms.

clock 22 October 2015 •

Regulation

Fraud, theft, foul play: Can advisers spot the next scandal before it breaks?

How much can advisers really be expected to know about problem investments before they turn sour?

clock 13 October 2015 • 6 min read

Your profession

Ten ways the FCA is framing the advice gap debate

The FCA has outlined its approach to the advice gap debate

clock 12 October 2015 •

Your profession

Eight reasons people don't seek financial advice

Factors that prevent many people from seeking advice

clock 12 October 2015 •

Your profession

Another name change? FCA looks again at advice labels

Regulator seeks industry views

clock 12 October 2015 •

Regulation

CEO of FCA forerunner 'could have brought down Thatcher'

Westland helicopter affair disclosed by former PIA chief

clock 12 October 2015 • 2 min read

Regulation

FCA ramps up rules backing whistleblowers

New protections

clock 06 October 2015 •

Retirement

Warning providers' maximum pension projection rates too high

The Financial Conduct Authority (FCA) has said it is concerned providers' projections of what pension savers can expect to receive in retirement if they buy certain products are too high, and it wants to standardise the process.

clock 01 October 2015 •

Regulation

Harlequin seeks to annul court deal, asks investors to reinvest compensation

Troubled overseas property group Harlequin is encouraging investors to use compensation payouts to reinvest in its scheme - at the same time as it fights a settlement deal it reached with unhappy investors last year.

clock 16 September 2015 •
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