Regulation

US authorities have hit French bank BNP Paribas with a giant $8.9bn (£5.2bn) fine for breaking trade sanctions.

The Consulting Consortium (TCC) has launched a 'bespoke' compliance support service for small financial advice firms.

Keeping one step ahead of the regulator...

What the supervision shift means for your firm

Your monthly update on the key regulatory events of the past few weeks

Wealth manager Towry has been hit by a £2.1m payment for settling regulatory issues following talks with the Financial Conduct Authority (FCA), its accounts have shown.

Eleven things you need to know about the FCA's cost of advice probe

The National Audit Office (NAO) has called on the financial regulators to show they are providing value for money after finding they do not have processes in place to judge the best use of their cash.

SIPP complaints to the Financial Ombudsman recently faced a sharp increase. Why did this happen? Fiona Murphy reports.

The Financial Conduct Authority (FCA) has accepted it needs to invest in better communication with small firms, following recommendations by its board in January.