Darren Winfield explores how adviser platforms play a critical role in bridging the Consumer Duty compliance gap
The financial advisory industry is undergoing significant regulatory changes as the Financial Conduct Authority (FCA) places increasing emphasis on the protection of vulnerable clients, delivering value for money, and ensuring platforms comply with the principles of Consumer Duty. Adviser platforms, as central tools for managing client portfolios and offering financial advice, must now adapt to these evolving expectations to ensure that they remain compliant and continue to offer services that meet the needs of all clients, particularly those who are more vulnerable. This article expl...
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