TCF

Each month, we ask our industry to answer one big question!

The Association of IFAs has leapt to the defence of smaller firms after an FSA report found a large portion of them to be failing to implement TCF.

regulation

Five years ago, the Financial Services Authority attempted to implement a regulatory regime which made mortgage lenders responsible for checking the quality of mortgage intermediary advice. After much argument from the industry the idea was thrown out....

Small firms continue to feel frustrated by the constant change and uncertainty created by the Financial Services Authority, says the Financial Services Practitioner Panel.

Absolutely Training has created an e-learning training package designed to help advisers develop and benchmark their compliance with Financial Services Authority regulations.

Here are a few oxymorons and contradictions for you:

Financial adviser firms still need to improve their 'treating customers fairly' (Tcf) practices, according to the Financial Services Authority (FSA).

Financial services companies increasingly view Treating Customers Fairly (TCF) as a commercial issue to embrace rather than a compliance issue or regulatory threat, according the Council of Mortgage Lenders (CML).

regulation