Regulation

EU review of SFDR welcomed despite potential future 'frustration'

Regulation

EU review of SFDR welcomed despite potential future 'frustration'

Industry-wide review of SFDR undertaken

clock 18 September 2023 • 3 min read
London Capital & Finance creditors could get back just 10%

Regulation

London Capital & Finance creditors could get back just 10%

Update from administrator Evelyn Partners paints worrying picture

clock 12 September 2023 • 1 min read
FCA unveils enhanced screening checks for financial adverts

Regulation

FCA unveils enhanced screening checks for financial adverts

Approvals for unregulated firms will be required

clock 12 September 2023 • 2 min read
Advisers face more FCA scrutiny on 'suspicious' DB transfers

Regulation

Advisers face more FCA scrutiny on 'suspicious' DB transfers

Advisers 'need to be aware' that FCA is keen to collect data

clock 30 August 2023 • 2 min read
FCA restrictions placed on Raymond James Investment Services

Regulation

FCA restrictions placed on Raymond James Investment Services

FCA restrictions imposed from 16 August

clock 29 August 2023 • 1 min read
How the FCA is lagging behind on crypto regulation

Regulation

How the FCA is lagging behind on crypto regulation

FCA estimates 5 million people in the UK hold cryptocurrency

clock 21 August 2023 • 3 min read
FSCS declares British Steel-linked advice firm in default

Regulation

FSCS declares British Steel-linked advice firm in default

The Financial Planning Practice officially failed on 11 August

clock 14 August 2023 • 1 min read
FSCS expects to pay out claims against collapsed WealthTek

Regulation

FSCS expects to pay out claims against collapsed WealthTek

FSCS expects to cover WealthTek losses in next few weeks

clock 02 August 2023 • 1 min read
The FOS is not perfect, but the alternatives are definitely worse

Regulation

The FOS is not perfect, but the alternatives are definitely worse

‘Peace of mind comes with a safety net, no matter how imperfect’

clock 05 July 2023 • 4 min read
Adviser who racked up £2m in British Steel DB transfer fees banned

Regulation

Adviser who racked up £2m in British Steel DB transfer fees banned

Carried out hundreds of transfers from BSPS in four months in 2017

clock 28 June 2023 • 1 min read
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