Social media compliance: Lessons from across the pond

Lessons from across the pond

clock

James Thompson assesses the US model of social media compliance in the advice space and highlights what UK advisers can learn from their American cousins

The Financial Conduct Authority (FCA) is flexing its muscles on social media compliance, and UK adviser firms now must operate within a more controlled environment. Those advisers who are struggling to interpret the final FCA social media guidance may want to look to the US to learn how their overseas peers approach social media compliance. Financial advisers and firms in the US have their fair share of guidelines to contend with, and many have developed best practices for the archiving and supervision of social media. The US financial services regulatory approach to social media c...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

Open letter slamming FCA email policy sent to regulator and government

Open letter slamming FCA email policy sent to regulator and government

'Alarming lack of consultation'

Beth Brearley
clock 20 March 2025 • 2 min read
Crispin Odey hit with £1.8m FCA fine and ban

Crispin Odey hit with £1.8m FCA fine and ban

FCA cites lack of integrity

Sorin Dojan
clock 17 March 2025 • 2 min read
Reeves to overhaul regulatory regime as part of growth drive

Reeves to overhaul regulatory regime as part of growth drive

FCA and CMA face changes

Sorin Dojan
clock 17 March 2025 • 2 min read