FSA

Regulation

Karl Dines: 10 years since FG11/5 and its applications now

Time just marches on

clock 20 May 2021 • 4 min read

Investment

UCIS land banking victims to share £2.5m

FCA in High Court victory

clock 14 January 2020 • 1 min read

Your profession

Former FSA-chief Hector Sants named as single guidance body chair

New body due by end of 2018

clock 31 May 2018 • 1 min read

Regulation

FCA financial advice director Linda Woodall exits

Retiring from regulation

clock 03 January 2018 • 1 min read

Your profession

Rory Percival to launch risk-profiling guide ahead of MiFID II

Follows 2011 guidance

clock 06 September 2017 • 2 min read

People

Ex-FSA adviser joins Royal London as non-exec director

Held non-exec director roles at Canada Life and Investec

clock 02 August 2017 • 1 min read

Regulation

Banned IFA found guilty of forging documents

Fined and banned by FSA in 2012

clock 25 July 2017 • 1 min read

Your profession

Mick McAteer: Is it possible to minimise misselling?

Advisers are gatekeepers

clock 17 May 2017 • 6 min read

Regulation

Three areas where advisers can avoid suitability pitfalls - Rory Percival

Based on findings in FCA suitability review

clock 25 April 2017 • 3 min read

People

Steve Webb given knighthood in New Year's honours list

He implemented the pensions triple lock and auto-enrolment

clock 03 January 2017 • 1 min read
Most read
01

How advisers should approach inheritance planning with clients

22 November 2024 • 4 min read
02

IFAs and clients 'misaligned' on value of financial advice

19 November 2024 • 2 min read
03

Farmers and IHT: Why the chancellor's methods are wrong

21 November 2024 • 5 min read
04

From photography to advice: Laura Laws on capturing clients' hearts

21 November 2024 • 4 min read
05

Margetts Wealth directors complete management buy-in

21 November 2024 • 2 min read