Regulation

Shropshire-based firm declared in default by the FSCS

Regulation

Shropshire-based firm declared in default by the FSCS

FSCS received five claims against the firm related to SIPP advice

clock 18 October 2022 • 3 min read
FCA enforcement executive Mark Steward to depart next year

Regulation

FCA enforcement executive Mark Steward to depart next year

Executive director of enforcement and market oversight to leave next Spring

clock 18 October 2022 • 1 min read
Consumer Duty readiness: 28% of firms unprepared

Regulation

Consumer Duty readiness: 28% of firms unprepared

Less than a quarter believe they are already fully compliant with the regulations

clock 17 October 2022 • 3 min read
Hargreaves Lansdown hit by lawsuit over role in Woodford scandal

Regulation

Hargreaves Lansdown hit by lawsuit over role in Woodford scandal

Link Fund Solutions (LFS) also sued for up to £100m

clock 17 October 2022 • 1 min read
FCA chief: We will continue to learn from our mistakes

Regulation

FCA chief: We will continue to learn from our mistakes

Nikhil Rathi responds to question on FCA’s ‘regulatory failures’

clock 12 October 2022 • 2 min read
MPs raise concerns over lack of government respect for regulators

Regulation

MPs raise concerns over lack of government respect for regulators

Griffith said the current regulatory structure would remain

clock 12 October 2022 • 2 min read
FCA says lagging service levels due to 'breaches'

Regulation

FCA says lagging service levels due to 'breaches'

FCA data reveals 5,347 breaches for approved persons

clock 11 October 2022 • 2 min read
Two advice firms declared in default by the FSCS

Regulation

Two advice firms declared in default by the FSCS

11 claims in total against Leicestershire and London-based firms

clock 10 October 2022 • 2 min read
FSCS to close LCF compensation scheme this month

Regulation

FSCS to close LCF compensation scheme this month

A total £115m has been paid out in compensation

clock 07 October 2022 • 2 min read
FCA research highlights consumer vulnerability to scam tactics

Regulation

FCA research highlights consumer vulnerability to scam tactics

ScamSmart provides knowledge and tools to avoid pension scams

clock 06 October 2022 • 3 min read
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