The Financial Services Compensation Scheme (FSCS) has declared Middlesorough financial advice firm Philip Griffin & Associates in default.
The firm, trading as Philip Griffin & Associates, ceased to be authorised by the Financial Conduct Authority (FCA) - then known as the Financial Services Authority - on 15 February 2013, according to the FCA register. The firm had two partners, namely Philip Griffin and Walter Henry Gavaghan, between 1 December 2001 to 15 February 2013, according to the FCA register. The FSCS told Professional Adviser it has received two claims from former customers of Philip Griffin & Associates, both of which related to pension advice provided before 15 February 2013. In September 2019, the Finan...
To continue reading this article...
Join Professional Adviser for free
- Unlimited access to real-time news, industry insights and market intelligence
- Stay ahead of the curve with spotlights on emerging trends and technologies
- Receive breaking news stories straight to your inbox in the daily newsletters
- Make smart business decisions with the latest developments in regulation, investing retirement and protection
- Members-only access to the editor’s weekly Friday commentary
- Be the first to hear about our events and awards programmes