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Consumer Duty

The Consumer Duty crossroads: Less red tape, more enforcement risk

Consumer Duty

The Consumer Duty crossroads: Less red tape, more enforcement risk

The bottom line for boards

clock 27 July 2026 • 4 min read
FCA flags weak customer outcome focus in firms' monitoring frameworks

Regulation

FCA flags weak customer outcome focus in firms' monitoring frameworks

Consumer Duty review found inconsistent governance and oversight

clock 27 July 2026 • 2 min read
Tessa Lee: The invisible cost of poor client data

Your profession

Tessa Lee: The invisible cost of poor client data

How can you improve data quality?

clock 23 July 2026 • 4 min read
Robust fact‑finding: Annuities are back but file quality must keep pace

Income

Robust fact‑finding: Annuities are back but file quality must keep pace

'Good quality annuity files tend to have one thing in common: robust fact‑finding'

clock 16 July 2026 • 4 min read
FCA investigates 11 potential Consumer Duty breaches including small IFA

Regulation

FCA investigates 11 potential Consumer Duty breaches including small IFA

Publishes good practice review

clock 13 July 2026 • 4 min read
Quilter partners with Plain Numbers as part of vulnerability work

Companies

Quilter partners with Plain Numbers as part of vulnerability work

One year partnership

clock 13 July 2026 • 2 min read
FCA spotlights vulnerability in latest Consumer Duty review

Your profession

FCA spotlights vulnerability in latest Consumer Duty review

Treatment of vulnerable clients still an area of improvement for firms

clock 10 July 2026 • 2 min read
Rathbones' FCA woes prove the perils of M&A integration

Companies

Rathbones' FCA woes prove the perils of M&A integration

Shares fell nearly 20% in a day last month

clock 06 July 2026 • 4 min read
FCA urges firms to improve legacy pension value despite historic advice

Regulation

FCA urges firms to improve legacy pension value despite historic advice

Individuals holding legacy products receiving poorer value, regulator finds

clock 02 July 2026 • 3 min read
FCA eyes simplifying rules for advised sales of insurance products

Regulation

FCA eyes simplifying rules for advised sales of insurance products

To create a clearer boundary between advised and non-advised sales

clock 29 June 2026 • 4 min read
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