FOS

IFA firm to pay £15,000 compensation after LTA advice failure

Regulation

IFA firm to pay £15,000 compensation after LTA advice failure

‘Never got to grips with LTA regime’

clock 27 September 2021 • 3 min read

Your profession

MP Esther McVey writes to advice firm supporting client claiming £2m compensation

Advice given between 2004 and 2008

clock 02 June 2021 • 4 min read

Your profession

Legacy Caerus SIPP complaint sees Quilter compensate client

Missed out on investment gains

clock 27 May 2021 • 4 min read

Regulation

FOS complaints data: SIPP gripes top 3,000 with 56% upheld

Complaints data for 2020/21

clock 26 May 2021 • 3 min read

Your profession

FSCS fails more advice firms as four shut up shop

Defaults on 7 and 17 May

clock 18 May 2021 • 1 min read

Pensions

IFA denies responsibility after cold call from connected firm leads to unsuitable transfer

Water bonds

clock 20 April 2021 • 4 min read

Regulation

FOS sets £260m budget for 2021/22 as caseload rockets

Predicts 45% increase in cases

clock 31 March 2021 • 2 min read

Regulation

Think tank brands FOS 'unfit for purpose' in damning report

Questions over fairness

clock 31 March 2021 • 3 min read

Regulation

Adviser compensates insistent client after FOS deems DB transfer unsuitable

Pension transfer turns sour

clock 16 March 2021 • 4 min read

Your profession

Ombudsman SIPP complaints dip in Q3 but 63% upheld

Quarterly FOS complaints data

clock 03 March 2021 • 1 min read
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